Comply49 is a web-based software solution specifically designed for Legal and Regulatory Compliance.

What is Comply49?

A Compliance Mapper of the entire compliance program provides quick access to critical data. The combination of these features enables:

• Activities of the compliance program to be automated.
• All associated information (documents, comments, etc.) to be captured.
• A single system of record for all compliance information.
• Easy retrieval of data for or audit purposes.

What problem does Comply49solve?

Depending on multiple tools such as common desk top applications, email folders, shared drives and spreadsheets to run the firm’s compliance program is inefficient and can result in multiple human errors.

Comply49 is a web-based, multi-user compliance management solution, it’s reducing human error and manages compliance very effectively and efficiently.

How flexible is the system?

The application is not limited to a particular industry .It has appeal across industry and government sectors as well.

I use Excel, Outlook folders and shared drives to run my compliance program. Why do I need Comply49?

I use Excel, Outlook folders and shared drives to run my compliance program. Why do I need Comply49?

It’s difficult to meet your compliance obligations when information related to your compliance program is scattered across multiple general common business applications. Cobbling together Excel, email folders and shared drives into a compliance process is time consuming and can create information gaps that could result in a firm being non-compliant.

How does Comply49 benefit the firm?

Comply49 documents for regulators and investors that you’ve met your compliance obligations and that you are meeting all the appropriate State rules or Central rules.Comply49 also eliminates the risk of creating a compliance program that is reliant on a single individual. Investors want to do business with firms that reduce risk and demonstrate a culture of compliance.